FCA regulated businesses

The Financial Conduct Authority (FCA) is the regulatory body that monitors the UK financial services industry.

Companies that operate under these regulations have strict and complex rules and regulations to adhere to in order to maintain their registered status.

Leigh Christou Limited has extensive experience of dealing with a range of FCA registered business throughout the UK ranging from insurance intermediaries, financial advisors and Lloyds of London brokers. We also work closely with specialist firms of FCA compliance consultants.

Our specialist team can guide you through the regulatory maze and provide expert assurance and advisory services in the following areas:

• Assistance and preparation of projections required for FCA registration
• Assistance with periodic FCA RMAR Returns
• Specific tax and accounting advice for regulated clients
• Accounting systems and procedures reviews
• Statutory audits and industry specific accounts preparation
• FCA (CASS 5) Client money audits

If you wish to discuss your requirements with us to find out how we may be able to assist your business, please use our contact information to arrange a free, no obligation, initial meeting.